Leadership Team | Prosperity Capital Advisors

Douglas King, CFP^®

President and Chief Executive Officer

Jason L Smith, Certified Financial Fiduciary^®, CEP^®, CLTC

Founder and Chairman

Dave Alison, CFP^®, EA

Executive Vice President and Founding Partner

Jerry Herman, CFA

Co-Chair Investment Committee

Jennifer Relien

Chief Compliance Officer

Clint Pelfrey, AIF^®, MBA

President and CIO – Institutional Asset Management Services

Wayne Barker, ChFC^®

Director of Operations

Dipen Mehta is the Vice President of Investment Operations at C2P Enterprises

Dipen Mehta

Vice President, Investment Operations

GET STARTED

Ready to deliver holistic financial plans in the best interest of your clients?  Contact us today to learn more about how to become a PCA advisor today!