Ryan Warner, CFP®

Chief Compliance Officer

Ryan Warner, CFP®, is the Chief Compliance Officer for Prosperity Capital Advisors (PCA), an SEC-registered investment adviser (RIA). He is responsible for handling supervision and compliance matters for the investment advisory business.

In addition to his role at PCA, Ryan is part of the executive team of C2P Enterprises, the holding company for Clarity Insurance Marketing, a fiduciary-friendly insurance marketing organization (IMO); Valor Capital Management, a registered investment advisor, operating as a Turnkey Asset Management Program (TAMP) and a fund strategist; and Clarity 2 Prosperity, a financial training, coaching and IP development organization.

He has more than twenty years of industry experience. Before joining C2P Enterprises, he was a Senior Firm Compliance Consultant for MassMutual and MetLife Financial Services. Ryan also served as Agency Training Director and as a Financial Advisor with MetLife before entering his compliance role. He holds a bachelor’s degree in finance from the Carlson School of Management at the University of Minnesota.

Certified Financial Planner Board of Standards, Inc. (CFP Board) was founded in 1985 as a 501(c)(3) non-profit organization that serves the public interest by promoting the value of professional, competent and ethical financial planning services, as represented by those who have attained CFP® certification. CFP Board sets and enforces the requirements for CFP® certification, including: education, examination, experience, and ethics, Individuals who successfully complete CFP Board’s initial and ongoing certification requirements are authorized to use the CFP® certification marks in the United States.