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Become a PCA-Affiliated Advisor
If you are an independent financial advisor searching for the tools and resources needed to provide holistic financial plans for your clients, and a trusted Registered Investment Advisory partner — Prosperity Capital Advisors (PCA) is your solution.
Our overarching commitment is to support our affiliated advisors as they advise in the best interest of their clients. To do so, we provide proven financial planning processes, technology, training, and support to you to help you deliver the best advice and solutions to your clients.
Tap into planning tools and training, such as The Bucket Plan® holistic planning process, and receive support from our team of Certified Financial Planner® professionals, tax professionals, business partners and numerous training and development resources to help you every step of the way.
Our process-driven business will give you the tools you need to create coordinated, holistic financial plans that incorporate your clients’ investments, insurance, tax, estate, Social Security, retirement income, and healthcare planning needs.
We are an open-architecture registered investment adviser
At PCA, we believe our affiliated advisors know what individual products and investment instruments work best for their clients’ individual situations. We don’t require any proprietary products or portfolios or one-size-fits-all solutions to be used. Rather, our open-architecture platform provides access to a wide array of investments, managers, strategies, products and more, so you can design the investment strategy to meet the goals and best interests of your clients.
We work to simplify the investment process for advisors and investors alike
We utilize technology to simplify business operations and empower advisors to run an efficient investment advisory business, including:
- Back-office capabilities for opening new accounts and processing new business, integrated electronic signature, trade management and similar
- Open architecture technology ecosystem allowing advisors to select from a suite of technology solutions that meet security clearance for operational use, such as RedTail, Kwanti, eMoney and similar
- Financial planning using The Retirement Analyzer Bucket Plan Edition software to help streamline and deliver The Bucket Plan to clients in the most efficient manner.
At the core of PCA, we’ve structured our organization and offerings to simplify the financial planning process and empower you as an advisor to help the clients you serve.
Build a Holistic Business. Create a Holistic Plan. Become a Holistic Advisor.
Ready to learn more? Schedule a call to discuss becoming a holistic PCA advisor today!