Luke Ripienski, CFP®
Chief Compliance Officer
Luke Ripienski, CFP® is the Chief Compliance Officer for Prosperity Capital Advisors, an SEC-registered investment adviser (RIA). He also serves as the Chief Compliance Officer and member of the Investment Committee for Valor Capital Management (Valor), a registered investment adviser operating as a Turnkey Asset Management Program (TAMP) and fund strategist
In his role with Prosperity Capital Advisors, Luke is responsible for handling compliance and supervision matters for the investment advisory business.
Before joining C2P Enterprises, Luke was the Director of Field Supervision for Principal Financial Group and the Director of Compliance for MetLife Financial Services. Luke also served as Manager of Operations and as a Financial Advisor with MetLife Financial Services before entering his compliance role.
Luke earned a bachelor’s degree in finance from the University of Wisconsin Eau Claire.
Certified Financial Planner Board of Standards, Inc. (CFP Board) was founded in 1985 as a 501(c)(3) non-profit organization that serves the public interest by promoting the value of professional, competent and ethical financial planning services, as represented by those who have attained CFP® certification. CFP Board sets and enforces the requirements for CFP® certification, including: education, examination, experience, and ethics, Individuals who successfully complete CFP Board’s initial and ongoing certification requirements are authorized to use the CFP® certification marks in the United States.