The U.S. Department of Labor (DOL) recently proposed a new fiduciary rule on October 31,2023 that attempts to redefine the criteria used to identify fiduciary investment advice. The proposal’s goal is to help ensure that financial professionals prioritize their client's best interests in retirement planning over their own financial gain. ...

Scaling up and securing your practice’s future begins with clear career paths and compensation models The financial services industry has changed a lot in the last decade, with many successful firms committing to big organizational shifts. No longer the realm of small, siloed operations, today's productive and scalable firms are ...