What We Offer

Financial Planning

Financial Planning

  • Best interest process for purpose-driven asset positioning & documentation
  • Holistic planning process for charging financial planning fees
  • Industry leading financial planning & portfolio analytics software & training
  • Online eLearning training curriculum on advanced planning strategies
  • Coordinated investments, insurance, tax, estate, Social Security, retirement income and healthcare planning
  • The Bucket Plan financial planning software

Portfolio Management

Portfolio Management

  • Advisor as Portfolio Manager (AaPM) Solutions
  • Cash Enhancement & Distribution Portfolios
  • Fee-Only Indexed & Variable Annuities
  • Access to Dimensional Fund Advisors through affiliated RIA, Valor Capital Management
  • Institutional 401(k) management solutions

Case Design

Case Design

  • Highly designated and experienced team of CERTIFIED FINANCIAL PLANNER professionals available for support
  • Fiduciary-focused & product agnostic supporting the complete spectrum of investment products from individual mutual funds & ETFs to annuities & insurance
  • Proposal generation and fee analysis reporting
  • Manager selection support
  • Asset allocation support

Compliance Services

Compliance Services for IARs

  • Registration and maintenance of U4 and ADV Part 2B including initial and annual registration fees and state filings
  • Email supervision, archiving and encryption services
  • Ongoing review and approval of marketing materials including websites and social media accounts
  • Consultative compliance services via email and phone
  • Onsite office audit
  • Initial and ongoing compliance training
  • Audit support

Investment Operations

Investment Operations

  • Access to the industry’s premier portfolio accounting services providers, Fusion Elements and Orion
  • Advanced Portfolio Analytics and Reporting
  • Trade order management
  • Cost basis & tax reporting
  • Required minimum distribution rebalancing processing
  • New account center dashboarding to see your account every step of the way
  • Business intelligence reporting
  • Advisory fee billing
  • New business processing & account services
  • Customized online advisor drive client vault for secure new business & servicing submission

Marketing

Marketing

  • An array of professional, client-facing marketing brochures and one-pagers
  • Packaged, proven financial planning process to help you build a holistic plan, build The Bucket Plan, get paid for your planning time and more
  • 3 industry leading consumer seminars and support materials
  • Mentor, coaching, inclusive or discounted training through Clarity 2 Prosperity (based on production requirements)

As a Prosperity Capital Advisors affiliated advisor, you will gain access to a world-class open architecture wealth management platform, planning tools and training, such as our The Bucket Plan® Best Interest Process, and receive support from our team of CERTIFIED FINANCIAL PLANNER professionals, business partners, and numerous online resources to help you every step of the way. Our process-driven business will give you the tools you need to create coordinated, holistic financial plans that incorporate your clients’ investments, insurance, tax, estate, Social Security, retirement income and healthcare planning needs.

GET STARTED

Ready to deliver holistic financial plans in the best interest of your clients? 
Contact us today to learn more about how to become a PCA advisor today!

Contact Us