News and Press

InsuranceNewsNet: Holistic Advisor Academy June 20-22 in Cleveland, OH

Now open to financial advisors—regardless of corporate affiliation! Read Full Article

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Crain’s Cleveland: Fast-growing Westlake firm recruits industry vet

Finance industry vet Doug King once planned to recruit Jason Smith and his partners, who run two financial institutions and a training service for financial advisers in Westlake, to Cetera Advisor Networks in California, one of the country's largest independent broker-dealers. Read Full Article

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Crain’s Cleveland: Prosperity Capital Advisors names Douglas King as president and CEO

Prosperity Capital Advisors, a Westlake-based registered investment advisor, has named Douglas King as its president and CEO. Read Full Article

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Yahoo! Finance: Prosperity Capital Advisors Names Industry Veteran Douglas S. King, CFP® President and Chief Executive Officer

Prosperity Capital Advisors (PCA) has named industry veteran Douglas S. King, CFP®, formerly of Cetera Advisor Networks LLC, as its president and CEO. King will lead the SEC Registered Investment Adviser firm whose mission is to support independent financial advisors across the country dedicated to providing holistic financial planning. Read Full Article

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Financial Advisor Magazine: Prosperity Capital Advisors Names New CEO

Prosperity Capital Advisors, an RIA based in Cleveland that provides financial planning and asset management solutions to investment advisors, has named Douglas S. King president and CEO, Prosperity Capital Advisors announced Monday. Read Full Article

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Prosperity Capital Advisors Names Industry Veteran Douglas S. King, CFP® President and Chief Executive Officer

King will also take the helm at sister company, C2P Advisory Group Cleveland, Ohio - April 17, 2017 - Prosperity Capital Advisors (PCA) has named industry veteran Douglas S. King, CFP®, formerly of Cetera Advisor Networks LLC, as its president and CEO. King will lead the SEC Registered Investment Adviser firm whose mission is to support independent financial advisors across the country dedicated to providing holistic financial planning. He will also take the helm at PCA’s sister company, C2P Advisory Group (C2P), a fiduciary-focused insurance marketing organization offering insurance products and services to advisors and agents nationwide. “We began as…

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Clarity 2 Prosperity Announces Fee-Only Training Organization to Financial Advisors and Institutions

New Entity Offers Access to Comprehensive Training, Coaching and Turnkey Processes to Industry Cleveland, Ohio - March 16, 2017  - Clarity 2 Prosperity announces the launch of its fee-only training organization. This new entity offers financial advisors access to comprehensive training, coaching and mentoring as well as turnkey financial planning, innovative operations and marketing processes. These valuable resources will be available to all financial advisors, regardless of their corporate affiliations. “We’ve heard from numerous advisors and institutions who craved the robust training we’ve developed in programs such as holistic planning and The Bucket Plan® Best Interest Planning Process. Unfortunately, our previous structure…

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Life Health Pro: “IMOs to DOL: Fiduciary rule class exemption sets too high a bar”

In respect to the last, the DOL proposal estimates that an IMO with average sales of $2 billion could satisfy this liability requirement by setting aside $20 million. If valued at 7 percent (3 percent net), the IMO’s “attendant opportunity cost” would total $1.4 million ($600,000 net) in the first year. Read Full Article

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InsuranceNewsNet: “IMOs Call DOL Fiduciary Exclusion Unworkable”

Regulatory thresholds proposed for independent marketing organizations (IMOs) to participate in the sale of fixed indexed annuities are so high as to be virtually worthless and unworkable for the bulk of the IMO industry, industry experts said. Read Full Article

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EVENT ADVISORY: HOLISTIC ADVISOR ACADEMY—DOL EDITION

For advisors who want to thrive post-DOL December 6-8 in Las Vegas, Nevada WHAT:     This Holistic Advisor Academy is a 1.5-day educational event designed for advisors who want to thrive post-DOL. Attendees will learn how to "DOL-Proof" their sales and planning processes, revenue and businesses as a whole. With the greatest legislative change in the financial industry in more than 40 years, get to the core of what the DOL legislation means to your business with specific insight on the DOL rule, including an overview of what’s changing and how you’ll be impacted, points still up for determination, compliance…

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