Investment Platform

open architecture investment platformProsperity Capital Advisors serves as a planning-first, SEC registered investment adviser that equips advisors with an array of fee-based financial planning and investment solutions to meet their individual client’s unique needs. It offers a full-service, open architecture investment platform as well as tools and resources to build holistic financial plans. PCA provides affiliated advisors advanced portfolio analytics and reporting, multiple investment managers, product due diligence and selection, advisor trading capabilities, and extensive support including compliance and supervision, platform technology and billing administration.


Open Architecture Solutions

Prosperity Capital Advisors offers the following open-architecture investment solutions:

  • Advisor as Portfolio Manager (AaPM) Solutions
  • Fee-Only Indexed & Variable Annuities
  • Turkey Asset Management Platform
  • Investment strategist platform
  • Unified Management Account (UMA) platform
  • Institutional 401(k) management solutions

Investment Operations

At Prosperity Capital Advisors, we strive to stay ahead of the curve, bringing together innovative technologies and robust resources. By streamlining back-office support, PCA advisors are able to focus their time and energy where it matters most—on providing holistic planning to their clients. We actively seek to align our organization with industry partners who share our desire to provide the best service possible to our advisors and investors.

Fusion Capital Management

Fusion Elements is a proprietary technology platform that can connect with over 750 different applications, giving advisors the flexibility to define their own process, but the structure to use that process efficiently. Our simplified, centralized, and intuitive interface is designed to significantly reduce the learning curve required in leveraging technologies like Money Guide Pro, Orion, AdvisoryWorld and Fusion Elements. It automatically helps advisors integrate and leverage their CRM, Cloud Storage, Proposal and Marketing Tools as part of their overall business practice. One platform, one login, one framework that ties all of your independent business needs together into one solution: Fusion Elements.

Orion Investments

As the nation’s largest privately held portfolio management provider, Orion provides our advisors with accurate daily reconciliation, key reporting functionality, and efficient rebalancing tools for managing client PCA portfolios. In addition to streamlining back-office investment operations for the advisor, Orion provides engaging client portal functionality—from video statements to user-friendly visuals, and more—so clients can stay connected to their investments. Learn more about Orion.

Laser App

Laser App Software is the premier e-forms provider in the financial services industry. Integrating seamlessly and securely with web-based CRMs and account-opening tools, Laser App stores the latest application forms for investing through PCA and will prefill them with the information available from your CRM database. Once the e-forms are prefilled, they can be printed, saved, or electronically signed and securely transmitted. Laser App helps advisors spend less time processing paperwork and the opportunity to realize the cost savings and increased productivity of a paperless process. Learn more about Laser App.

Docusign

Globally recognized as an award-winning leader in securely transmitting legally binding signatures, Docusign is a great tool for providing speed, accuracy, and efficiency for all the transactional needs of PCA advisors and investors. Integrating with Laser App forms, Docusign can complete a paperless process for opening accounts and managing your PCA investments. Learn more about Docusign.

Morningstar

Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. Utilized for the reporting and research that supports each PCA investment portfolio, Morningstar provides data on approximately 500,000 investment offerings, including stocks, mutual funds, and similar vehicles, along with real-time global market data on more than 15 million equities, indexes, futures, options, commodities, and precious metals, in addition to foreign exchange and Treasury markets. Learn more about Morningstar.

TD Ameritrade

PCA uses TD Ameritrade as a third-party institutional custodian for managed assets. In addition to providing reputable checks and balances and a strict commitment to fiduciary standards for holding investor assets, TD Ameritrade is also dedicated to providing transparent and personal support to more than 4,000 independent advisors nationwide. Learn more about TD Ameritrade.

Fidelity Investments

PCA uses Fidelity as a third-party institutional custodian for managed assets. Fidelity Clearing & Custody Solutions® provides banks, broker-dealers, and RIAs the technology, thinking, and collaboration to help them achieve their unique goals. Fidelity offers a disciplined, collaborative approach: with custody at their core, housing more than 6 million accounts and $1.9 trillion in total assets (as of 2017), they provide innovative solutions and support, with a range of unique service models to fit an advisors business — no matter the size. Learn more about Fidelity Investments.

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